SUBJECT GUIDE TO LAW LIBRARY RESOURCES: SECURITIES LAW

• Ohio Securities Law and Practice by Howard M. Friedman (Lexis/Lexis), KFO179 .F75

• Lexis:

• Anderson's Ohio Securities Law and Practice
  
  
• Law reviews and journals on securities law

• Westlaw:

• Ohio Jurisprudence, 3d with Forms
  
  
• Acquisitions & Mergers: Negotiated and Contested Transactions
  
  
• Analysis of Key SEC No-Action Letters
  
  
• Blue Sky Law
  
  
• Blue Sky Practice for Public and Private Direct Participation Offerings
  
  
• Broker-Dealer Operations Under Securities and Commodities Law
  
  
• Broker-Dealer Regulation
  
  
• Bromberg & Lowenfels on Securities Fraud
  
  
• Civil Liabilities: Enforcement & Litigation Under the 1933 Act
  
  
• Commodities Regulation: Fraud, Manipulation & Other Claims
  
  
• Company Profiles
  
  
• Corporate Anti-Takeover Defenses: The Poison Pill Device
  
  
• Corporate Compliance Series: Securities
  
  
• Disclosure and Remedies Under the Securities Laws
  
  
• Due Diligence-Periodic Reports and Securities Offerings
  
  
• Exempted Transactions Under the Securities Act of 1933
  
  
• Federal Securities Brief
  
  
• Federal Securities - Interpretive and Policy Letters
  
  
• Federal Securities - Sworn Certification of Financial Statements
  
  
• Financial Handbook for Bankruptcy Professionals
  
  
• Going Public and the Public Corporation
  
  
• Going Public Handbook
  
  
• Hedge Funds and Other Private Funds: Regulation and Compliance
  
  
• Insider Trading Regulation, Enforcement, and Prevention
  
  
• International Capital Markets and Securities Regulation
  
  
• International Dimensions of U.S. Securities Law
  
  
• Investext PDF
  
  
• Law of Securities Regulation (Hazen)
  
  
• Liability of Attorneys and Accountants for Securities Transactions
  
  
• Limited Offering Exemptions: Regulation D
  
  
• Manual of Corporate Forms for Securities Practice
  
  
• Master Index: Securities Law Series (Blue Books)
  
  
• Modern Securities Transfers
  
  
• Mortgage-Backed Securities
  
  
• NASD Arbitration Rules - 2008
  
  
• NASDAQ Alerts
  
  
• NASDAQ Manual
  
  
• Opinion Letters in Securities Matters: Texts--Clauses--Law
  
  
• Partnership Law for Securities Practitioners
  
  
• Private Activity Bond Tests
  
  
• Proxy Rules Handbook
  
  
• Publicly Traded Corporations: Governance & Regulation
  
  
• Real Estate Investment Trusts
  
  
• Real Estate Investment Trusts Handbook
  
  
• Regulation of Financial Planners
  
  
• Regulation of Investment Advisers
  
  
• Resales of Restricted Securities
  
  
• Restatement of the Law - Security and Suretyship and Guaranty
  
  
• Sarbanes-Oxley Act in Perspective
  
  
• Section 16 of the Securities Exchange Act
  
  
• Securities and Federal Corporate Law
  
  
• Securities Arbitration Desk Reference
  
  
• Securities Counseling for Small and Emerging Companies
  
  
• Securities Credit Regulation, Second Edition
  
  
• Securities Crimes
  
  
• Securities Law Handbook
  
  
• Securities Litigation: Damages
  
  
• Securities Litigation: Forms and Analysis
  
  
• Securities Practice: Federal and State Enforcement
  
  
• Securities Regulation Forms
  
  
• Securities: Public and Private Offerings
  
  
• Soft Dollars and Other Trading Activities
  
  
• Securities Law Formfinder
  
  
• Tax-Advantaged Securities
  
  
• Tax-Advantaged Securities Handbook
  
  
• US Securities Law for International Financial Transactions and Capital Markets, Second Edition
  
  
• Venture Capital and Small Business Financings
  
  
• West Group Securities Law Series Online
  
  
• White Collar Crime
  
  
• Securities Law Formfinder
  
  
• Law reviews and journals on securities law

• HeinOnline - Law reviews and journals on securities law

• LexisNexis Digital Library (includes the eBook entitled Ohio Securities Law and Practice)

• Available On The Members Only Page:

• Fastcase National Primary Law Library (includes: state and federal cases, codes, regulations and court rules)
  
  
• Fastcase Treatises: Consumer Finance Law Library (includes: Securities and Derivatives Reform in 2010)
  
  
• CCH Business and Finance Library (includes: Accountants’ SEC Practice Manual; American Stock Exchange Guide; Blue Sky Law Desk Reference; Blue Sky Law Reporters; Blue Sky Interactive Forms; Blue Sky Smart Charts; Boston Stock Exchange Guide; Chicago Board of Options Exchange Guide; Commodity Futures Law Reporter (and case archive); Federal Securities Law Reporter (and case archive); Global Capital Markets Library; Hedge Funds and Private Equity-Regulatory and Risk Management Update newsletter; Municipal Securities Rulemaking Board Manual; Mutual Funds Guide; NASAA Reports; NASD Guide to Rule Interpretations; NASD Manual (aka FINRA); NASDAQ Manual; NASD Plus; National Futures Association Manual; National Stock Exchange Guide; and much more)
  
  
• LegalTrac: law review and journal articles on securities law

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Created on: July 31, 2013 -