Subject Guide to Law Library Resources: Securities Law

CURRENT BOOKS:

• Ohio Securities Law and Practice by Howard M. Friedman (Lexis/Lexis), KFO179 .F75

CURRENT DATABASES:

Available Inhouse:

Lexis+:

• Anderson's Ohio Securities Law and Practice

• Law reviews and journals on securities law

Westlaw:

• Ohio Jurisprudence, 3d with Forms

• Acquisitions & Mergers: Negotiated and Contested Transactions

• Analysis of Key SEC No-Action Letters

• Blue Sky Law

• Blue Sky Practice for Public and Private Direct Participation Offerings

• Broker-Dealer Operations Under Securities and Commodities Law

• Broker-Dealer Regulation

• Bromberg & Lowenfels on Securities Fraud

• Civil Liabilities: Enforcement & Litigation Under the 1933 Act

• Commodities Regulation: Fraud, Manipulation & Other Claims

• Company Profiles

• Corporate Anti-Takeover Defenses: The Poison Pill Device

• Corporate Compliance Series: Securities

• Disclosure and Remedies Under the Securities Laws

• Due Diligence-Periodic Reports and Securities Offerings

• Exempted Transactions Under the Securities Act of 1933

• Federal Securities Brief

• Federal Securities - Interpretive and Policy Letters

• Federal Securities - Sworn Certification of Financial Statements

• Financial Handbook for Bankruptcy Professionals

• Going Public and the Public Corporation

• Going Public Handbook

• Hedge Funds and Other Private Funds: Regulation and Compliance

• Insider Trading Regulation, Enforcement, and Prevention

• International Capital Markets and Securities Regulation

• International Dimensions of U.S. Securities Law

• Investext PDF

• Law of Securities Regulation (Hazen)

• Liability of Attorneys and Accountants for Securities Transactions

• Limited Offering Exemptions: Regulation D

• Manual of Corporate Forms for Securities Practice

• Master Index: Securities Law Series (Blue Books)

• Modern Securities Transfers

• Mortgage-Backed Securities

• NASD Arbitration Rules - 2008

• NASDAQ Alerts

• NASDAQ Manual

• Opinion Letters in Securities Matters: Texts--Clauses--Law

• Partnership Law for Securities Practitioners

• Private Activity Bond Tests

• Proxy Rules Handbook

• Publicly Traded Corporations: Governance & Regulation

• Real Estate Investment Trusts

• Real Estate Investment Trusts Handbook

• Regulation of Financial Planners

• Regulation of Investment Advisers

• Resales of Restricted Securities

• Restatement of the Law - Security and Suretyship and Guaranty

• Sarbanes-Oxley Act in Perspective

• Section 16 of the Securities Exchange Act

• Securities and Federal Corporate Law

• Securities Arbitration Desk Reference

• Securities Counseling for Small and Emerging Companies

• Securities Credit Regulation, Second Edition

• Securities Crimes

• Securities Law Handbook

• Securities Litigation: Damages

• Securities Litigation: Forms and Analysis

• Securities Practice: Federal and State Enforcement

• Securities Regulation Forms

• Securities: Public and Private Offerings

• Soft Dollars and Other Trading Activities

• Securities Law Formfinder

• Tax-Advantaged Securities

• Tax-Advantaged Securities Handbook

• US Securities Law for International Financial Transactions and Capital Markets, Second Edition

• Venture Capital and Small Business Financings

• West Group Securities Law Series Online

• White Collar Crime

• Securities Law Formfinder

• Law reviews and journals on securities law

MEMBERS ONLY RESOURCES

• LexisNexis Digital Library (includes the eBook entitled Ohio Securities Law and Practice)

Available On The Members Only Page:

• VLEX (includes: state and federal cases, codes, regulations and court rules)

• LegalTrac: law review and journal articles on securities law